National investment loss lawyers KlaymanToskes is investigating investment advisor Adam Brunin (CRD# 4407663) of Navigation Wealth Management, and formerly of Sigma Financial Corporation.
According to the Securities and Exchange Commission’s AdviserInfo, Adam Brunin of Navigation Wealth Management is facing several customer complaints. One of the complaints filed alleges $210,000 in damages, related to allegations including that the investor’s accounts had a concentration in equities, which posed significant risk to their portfolio, particularly given their conservative investment objectives. A second complaint alleges $10,000 in damages due to premium tax fees which were not disclosed.
Investors that suffered losses with investment advisor Adam Brunin are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Several investors have filed complaints involving investment advisor Adam Brunin of Navigation Wealth Management in Fort Collins, CO. A customer complaint filed in October 2024 alleges $210,000 in damages due to overconcentration of the customers accounts in equities. The customer further alleges market timing strategies were employed which were inappropriate for their goals. A second customer complaint, filed in 2022 alleges that premium tax fees were not disclosed on an Annuity Account, and is seeking $10,000 in damages. Adam Brunin has been registered as an investment advisor with Navigation Wealth Management since April 2016. He was also previously registered as a broker with Sigma Financial Corporation and as an advisor with Sigma Planning Corporation until February 2016.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your investment advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their investment advisors due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with investment advisor Adam Brunin, or have concerns regarding your investment portfolio at Navigation Wealth Management, Sigma Financial Corporation, or with any other firm or financial advisor, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.