National investment loss lawyers KlaymanToskes is investigating broker Stewart Ginn (CRD# 4503197) of Independent Financial Group, who has been hit with a regulatory disclosure by the Financial Industry Regulatory Authority (“FINRA”), following his violation of FINRA rules by allegedly engaging in churning and excessively trading customer accounts while generating more than $2.24 million in commissions for himself and his firm.
According to FINRA BrokerCheck, Stewart Ginn is currently registered as a broker with Independent Financial Group in Encinitas, CA, and was previously registered with Navian Capital Securities in Cincinnati, OH. Ginn is also facing two pending customer complaints alleging $1.5 million in collective investor damages.
Investors that suffered losses with Stewart Ginn are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Stewart Ginn:
If you suffered losses with broker Stewart Ginn, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorney’s fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Stewart Ginn. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Stewart Ginn. or have concerns regarding your investment portfolio at Independent Financial Group, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.