Broker Robert Vance: Investigation (Moloney Securities)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

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Updated on: October 25, 2023

National investment loss lawyers KlaymanToskes is investigating broker Robert Vance of Moloney Securities (CRD# 1887560), following the filing of 11 customer complaints alleging over $1 million in collective investor damages against the Sonora, California-based broker/advisor in connection with unsuitable and negligent investment recommendations. 

KlaymanToskes recently reported that the firm has filed a FINRA arbitration claim (no. 23-03092) against Moloney Securities and its registered financial advisor Robert Vance, on the behalf of a retired couple who are seeking to recover damages of up to $1,000,000 in connection with being recommended to invest in unsuitable alternative investments, including GWG L Bonds.

Investors that suffered losses with broker Robert Vance are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Current Investigations About Broker Robert Vance That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations. 

The articles linked below contain important information relating to KlaymanToskes’ investigations of broker Robert Vance:

If you suffered losses with broker Robert Vance at Moloney Securities contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

*Exclusive of attorneys fees and costs.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Robert Vance. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Robert Vance, or have concerns regarding your investment portfolio at Moloney Securities, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.