National investment loss lawyers KlaymanToskes is investigating broker Wesley Triani of Equity Services Inc (CRD #1025539).
According to FINRA BrokerCheck, broker Wesley Triani was permanently barred from the securities industry on August 23, 2023, due to his failure to provide documents and information requested by FINRA as part of its investigation into the circumstances surrounding a Form 4530 filing, while he was a broker with Equity Services, Inc.
Investors that suffered losses with broker Wesley Triani are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Wesley Triani, a former broker associated with Equity Services, Inc., has been permanently barred by the Financial Industry Regulatory Authority (FINRA). This action came on August 23, 2023, following Triani’s refusal to comply with a request for documents and information as part of a FINRA investigation linked to a Form 4530 filing.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Wesley Triani. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Wesley Triani, or have concerns regarding your investment portfolio at Equity Services Inc, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.