National investment loss lawyers KlaymanToskes is investigating broker Vincent Dotterweich of Ameriprise Financial Services (CRD# 2267494).
According to FINRA BrokerCheck, broker Vincent Dotterweich of Ameriprise Financial is facing a pending investor complaint alleging $2,194,871 in damages. The customer alleges that his advisor assisted his wife in opening individual and joint financial accounts in the customer’s name without his knowledge, preventing the client from understanding his financial accounts and withdrawing funds from the customer’s individual and joint accounts without his knowledge.
Investors that suffered losses with broker Vincent Dotterweich are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Vincent Dotterweich, of Ameriprise Financial Services, has been hit with a customer complaint alleging $2,194,871 in damages. The complaint alleges that Dotterweich assisted the client’s spouse in opening and accessing individual and joint accounts without the client’s knowledge, ultimately limiting the client’s ability to monitor his finances and enabling undisclosed withdrawals. Dotterweich is currently registered as a broker and investment advisor with Ameriprise Financial Services in Sarasota, FL.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Vincent Dotterweich, or have concerns regarding your investment portfolio at Ameriprise Financial Services, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.