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Broker Misconduct Investigation: Victoria Pazzalia (Purshe Kaplan Sterling Investments)

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Updated on: March 14, 2025

National investment loss lawyers KlaymanToskes is investigating broker Victoria Pazzalia (CRD# 5920806) formerly of Purshe Kaplan Sterling Investments (PKS Investments).Pazzalia is currently associated with Madison Avenue Securities in Vienna, VA.

According to FINRA BrokerCheck, broker Victoria Pazzalia is currently facing an investor complaint alleging $157,747 in damages due to unsuitable investment recommendations in NP Skyloft (Nelson Partners Skyloft). 

Investors that suffered losses with broker Victoria Pazzalia are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Victoria Pazzalia? 

Investment Losses with Broker Victoria Pazzalia? 

Contact KlaymanToskes

Financial Advisor Victoria Pazzalia Faces NP Skyloft Investor Complaint

Financial advisor Victoria Pazzalia, formerly of Purshe Kaplan Sterling (PKS Investments) is currently involved in a customer dispute seeking $157,747 in investor damages. The customer alleges unsuitable recommendations to invest in NP Skyloft. Pazzalia was previously registered as a broker with Purshe Kaplan Sterling Investments from October 2014 to December 2024 in Vienna, VA. Pazzalia is currently associated with Madison Avenue Securities in Vienna, VA.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Victoria Pazzalia, or have concerns regarding your investment portfolio at Purshe Kaplan Sterling Investments (PKS Investments), contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.