National investment loss lawyers KlaymanToskes is investigating broker Victoria Bogner (CRD# 5048328) formerly of Cetera Advisors Network. Bogner is currently registered with AW Securities in Lawrence, KS.
According to FINRA BrokerCheck, broker Victoria Bogner of Cetera Advisors, and AW Securities, is facing a pending customer complaint seeking $210,000 in damages. The complaint alleges unsuitable recommendations to invest in a Non-Traded Business Development Company (BDC).
Investors that suffered losses with broker Victoria Bogner are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, financial advisor Victoria Bogner is currently involved in a customer complaint alleging unsuitable recommendations to invest in a Business Development Company (BDC). The customer alleges $210,000 in damages. Bogner was previously registered as a broker with Cetera Advisors Network until April 2023, and is currently registered with AW Securities in Lawrence, KS.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Victoria Bogner, or have concerns regarding your investment portfolio at Cetera Advisors, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.