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Broker Misconduct Investigation: Tyler Childs (UBS Financial Services)

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Updated on: August 19, 2024

National investment loss lawyers KlaymanToskes is investigating broker Tyler Childs of UBS Financial Services (CRD# 6057499).

According to his BrokerCheck record, Tyler Childs of UBS Financial Services is currently facing an investor dispute alleging misrepresentation in the handling options trading strategies, negligence, and a breach of fiduciary duty.

Investors that suffered losses with broker Tyler Childs are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Tyler Childs?

Investment Losses with Broker Tyler Childs?

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Broker Tyler Childs Faces Investor Dispute

Tyler Childs (CRD# 6057499), a broker with UBS Financial Services, is currently facing a complaint from an investor. According to his BrokerCheck record, the customer complaint was filed on July 2, 2024.  The investor alleges that Childs did not properly explain the options trading strategies in their account. They further allege that Childs was negligent and did not act in their best interest.

Over his 10-year career, Childs has worked with six different firms, including UBS Financial Services, Copeland Capital Management, Northern Lights Distributors, Invesco Advisers, Invesco Distributors, and Hines Securities.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Tyler Childs. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Tyler Childs, or have concerns regarding your investment portfolio at UBS Financial Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.