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Broker Misconduct Investigation: Travis Alexander (Raymond James Financial Services)

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Updated on: January 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Travis Alexander formerly of Raymond James Financial Services (CRD #5504338).

According to FINRA BrokerCheck, Travis Alexander, a former registered representative of Raymond James Financial Services Inc. in Long Beach, CA, is facing two pending investor complaints totaling $564,972.25 in alleged damages due to misrepresentations related to real estate investments.

Investors that suffered losses with broker Travis Alexander are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Travis Alexander Faces Two Pending Investor Complaints

Former Raymond James Broker Travis Alexander is currently involved in two customer disputes alleging $564,972.25 in collective damages. The complaints seek damages of $282,434.75 and $282,537.50, respectively, and both allege misrepresentations related to real estate investments. FINRA BrokerCheck records show that Travis Alexander, who previously served as a registered representative for Raymond James Financial Services, Inc. in Long Beach, CA, is currently registered as an investment advisor with Crux Wealth Advisors.

Investment Losses with Broker Travis Alexander?

Investment Losses with Broker Travis Alexander?

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Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Travis Alexander, or have concerns regarding your investment portfolio at Raymond James Financial Services, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.