National investment loss lawyers KlaymanToskes is investigating broker Tom Liu a/k/a Yilun Liu (CRD# 6834194) of Morgan Stanley.
According to FINRA BrokerCheck, broker Tom Liu of Morgan Stanley is currently involved in a customer complaint alleging $640,000 in damages. The customer alleges that he was unsuitably recommended options trading and a structured product investment strategy that was not in his best interests.
Investors that suffered losses with broker Tom Liu are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Tom Liu a/k/a Yilun Liu of Morgan Stanley is currently involved in a customer dispute, according to Financial Industry Regulatory Authority (“FINRA”) records. The customer alleges $640,000 in damages and that the options trading and structured product investment strategy recommended to him was not in his best interests. Liu is currently registered with Morgan Stanley in Irvine, CA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Tom Liu a/k/a Yilun Liu, or have concerns regarding your investment portfolio at Morgan Stanley, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.