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Broker Misconduct Investigation: Todd Paradise (Cambridge Investment Research)

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Updated on: August 22, 2024

National investment loss lawyers KlaymanToskes is investigating broker Todd Paradise (CRD #4248813) of Cambridge Investment Research and WPG Financial Group.

According to a report by Financial Advisor, two customers of Cambridge Investment Research have sued the firm, alleging that Todd Paradise and another advisor, Steve Gessner, “over[-]concentrated their portfolio in illiquid, private investments that were inappropriate for their risk profile and that caused a loss of at least $1 million.” These investments allegedly included the KBS Growth & Income REIT and oil and gas drilling funds.

According to FINRA BrokerCheck, Todd Paradise is currently registered as an investment advisor with WPG Financial Group in Baltimore, MD. Paradise was also previously registered with United Planners’ Financial Services of America from 2018 to 2021 in Scottsdale, AZ.

Investors that suffered losses with broker Todd Paradise are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Todd Paradise?

Investment Losses with Broker Todd Paradise?

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Baltimore Advisor Todd Paradise Sued for Alleged Portfolio Mismanagement

Financial advisor Todd Paradise, based in Baltimore, Maryland, is reportedly facing a lawsuit. According to a report by Financial Advisor, the lawsuit alleges that he caused significant financial losses due to poor management of his customers’ investment portfolios at Cambridge Investment Research. The lawsuit also reportedly alleges that Paradise and another advisor, Steve Gessner, did not fulfill their duty to act in the clients’ best interests, were negligent, did not properly supervise, and broke the Maryland Securities Act. 

Records from the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) show that Paradise, who used to work with Cambridge Investment Research, is now registered as an advisor with WPG Financial Group.   

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Todd Paradise. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Todd Paradise, or have concerns regarding your investment portfolio at Cambridge Investment Research, United Planners’ Financial Services of America, and/or WPG Financial Group, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.