National investment loss lawyers KlaymanToskes is investigating broker Timothy Jefferson, formerly of Aegis Capital Corp (CRD #5004750).
According to FINRA BrokerCheck, broker Timothy Jefferson, formerly of Aegis Capital Corp, is facing pending allegations of engaging in dishonest and unethical business practices, failing to respond to FINRA’s information requests, and misappropriating funds from his spouse’s account, leading to his suspension and permanent bar by FINRA.
Investors that suffered losses with broker Timothy Jefferson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Timothy Jefferson, who used to work as a broker and investment advisor with Aegis Capital Corp. in Brentwood, Tennessee, has been barred by the Financial Industry Regulatory Authority (“FINRA”). On October 16, 2023, Ameriprise Financial Services discharged Jefferson because he allegedly used his spouse’s account login details without permission. On May 16, 2024, Jefferson’s spouse reportedly filed a complaint, alleging he accessed her account and took money without her consent. On that same day, Aegis Capital Corp. terminated Jefferson because he did not provide information requested by FINRA. The Tennessee Securities Division noted in Jefferson’s record on June 12, 2024, that he engaged in dishonest and unethical business practices. On June 24, 2024, FINRA decided to suspend Jefferson, and on September 27, 2024, he was permanently barred from working with any FINRA member.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Timothy Jefferson, or have concerns regarding your investment portfolio at Aegis Capital Corp, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.