National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of a customer complaint with the Financial Industry Regulatory Authority (“FINRA”) (Claim No. 25-01453), alleging investor damages of up to $500,000 due to unsuitable recommendations to invest in GWG L Bonds.
In addition to the unsuitable GWG L Bond investments, the claim alleges the customers were recommended other unsuitable alternative investments, including Global Net Lease, GPB Holding Fund, and Greenbacker Renewable Energy Co. Fund.
According to FINRA BrokerCheck, broker Timothy Brown was previously registered with Emerson Equity from August 2016 to July 2024 in Encinitas, CA. Brown was also previously affiliated with Newbridge Securities from July 2013 to September 2016 in Cardiff, CA. Currently, Brown is associated with Willow Cove Investment Group.
Investors that suffered losses with broker Timothy Brown are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The article linked below contains important information relating to the complaint against broker Timothy Brown:
If you suffered losses with broker Timothy Brown, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Timothy Brown. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA and the SEC, investment firms such as Emerson Equity and Newbridge Securities are responsible for the supervision of all of the activities of their registered brokers/investment advisors. Investors may be entitled to a financial recovery if their firm failed to supervise the representative managing their account, and/or if their financial advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Timothy Brown, or have concerns regarding your investment portfolio at Emerson Equity, Newbridge Securities, or Willow Cove Investment Group, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your potential recovery options.