National investment loss lawyers KlaymanToskes is investigating broker Tim Van Dyken (CRD# 5918814) of Edward Jones and Ameriprise Financial Services.
According to the State of Washington Securities Division, Tim Van Dyken, a financial advisor previously registered with Edward Jones, is under investigation for unauthorized trading in a client’s account, entering false information, altering records, and instructing subordinates to withhold client complaints from the complaint investigations department.
Investors that suffered losses with broker Tim Van Dyken are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Tim Van Dyken, a financial advisor based in Mt. Vernon, Washington is currently facing a regulatory action from the State of Washington Securities Division. The allegations relate to Van Dyken’s employment at Edward Jones and include unauthorized trading in a client’s account, entering false information into the firm’s system, altering records made by others, failing to submit client complaints to the firm’s investigations department, and instructing a subordinate to withhold client complaints from the proper channels.
Tim Van Dyken was registered with Edward Jones from 2011 to April 2022 in Mt. Vernon, WA. Van Dyken is currently registered with Ameriprise Financial Services in Mt. Vernon, WA and Moscow, ID.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Tim Van Dyken. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Tim Van Dyken, or have concerns regarding your investment portfolio at Edward Jones and/or Ameriprise Financial Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.