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Broker Misconduct Investigation: Tiffany Osman (Equitable Advisors)

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Updated on: August 23, 2024

National investment loss lawyers KlaymanToskes is investigating broker Tiffany Osman of Equitable Advisors (CRD #5814116).

According to FINRA BrokerCheck, Tiffany Osman, a broker with Equitable Advisors, has been hit with an investor dispute for allegedly misrepresenting surrender penalties for a variable annuity sold in 2022. The complaint was settled in favor of the investor.

Investors that suffered losses with broker Tiffany Osman are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Tiffany Osman?

Investment Losses with Broker Tiffany Osman?

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Broker Tiffany Osman Faces Investor Dispute Over Variable Annuity

Tiffany Osman, a broker with Equitable Advisors, has reportedly been involved in an investor dispute. According to her BrokerCheck record, on June 21, 2024, an investor alleged that Osman did not properly explain the surrender penalties for a variable annuity sold in 2022.  The complaint was reportedly settled in favor of the investor. 

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Tiffany Osman. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Tiffany Osman, or have concerns regarding your investment portfolio at Equitable Advisors, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.