National investment loss lawyers KlaymanToskes is investigating broker Thomas Rinek of LPL Financial (CRD #2171430).
According to FINRA BrokerCheck, Thomas Rinek of LPL Financial was terminated for allegedly transmitting nonpublic personal customer information to his personal email. Rinek has also been suspended by FINRA due to the alleged misconduct.
Investors that suffered losses with broker Thomas Rinek are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Thomas Williams Rinek, who used to work as a broker in Naperville, Illinois, has reportedly been terminated by LPL Financial following allegations that he improperly sent private customer information to his personal email account.Due to the alleged misconduct, Rinek has been suspended by the Financial Industry Regulatory Authority (FINRA). FINRA’s findings stated that the information improperly sent included customer names, social security and tax identification numbers, dates of birth, securities account numbers, securities positions, physical addresses, and phone numbers. Rinek improperly retained this information after his termination from his member firm, while associated with another firm, but has reportedly since deleted it.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Thomas Rinek. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Thomas Rinek, or have concerns regarding your investment portfolio at LPL Financial, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.