National investment loss lawyers KlaymanToskes is investigating broker Thanasi Tomaras a/k/a Athanasios Tomaras (CRD# 2722538) of R.F. Lafferty & Co. Inc.
According to FINRA BrokerCheck, broker Thanasi Tomaras is currently involved in a customer complaint alleging $500,000 in investor damages. The customer alleges unsuitable investment recommendations and that a Sell Order was not followed. Tomaras was previously suspended from acting as a broker by FINRA in connection with findings that he engaged in an outside business activity without disclosing or providing prior written notice to his member firm.
Investors that suffered losses with broker Thanasi Tomaras are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Thanasi Tomaras of R.F. Lafferty & Co. Inc. is currently facing a customer complaint alleging unsuitable investment recommendations. The customer alleges $500,000 in damages and that a sell order was not followed. Tomaras was previously suspended from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”) in 2021. The findings stated that Tomaras was the sole owner of a commercial and residential landscaping company but falsely stated on multiple compliance questionnaires that he did not engage in any undisclosed outside business activities. Tomaras allegedly did not disclose his outside business activities to the firm until after it was discovered by FINRA and brought to the firm’s attention. According to FINRA BrokerCheck, broker Thanasi Tomaras a/k/a Athanasios Tomaras is currently registered with R.F. Lafferty & Co. Inc. in New York, NY.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Thanasi Tomaras, or have concerns regarding your investment portfolio at R.F. Lafferty & Co. Inc., or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.