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Broker Misconduct Investigation: Terry Sloan Thompson (Truist Investment Services)

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Updated on: April 18, 2025

If you have investment losses due the actions of broker Terry Sloan Thompson, contact the investment loss attorneys at KlaymanToskes today at +1 (888) 997-9956 or request a free case evaluation to determine if you are eligible for recovery.

National investment loss lawyers KlaymanToskes is investigating broker Terry Sloan Thompson of Truist Investment Services Inc. (CRD #2588490).

According to FINRA BrokerCheck, broker Terry Sloan Thompson, also known as T. Sloan Thompson or T.S. Thompson, has 32 investor complaints and was terminated from Truist Investment Services, Inc. for allegedly failing to report or timely report client complaints related to unsuitable investment recommendations.

Investors that suffered losses with broker Terry Sloan Thompson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Terry Sloan?

Investment Losses with Broker Terry Sloan?

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Former Truist Broker Terry Thompson Faces Multiple Complaints

Terry Sloan Thompson, also known as T. Sloan Thompson or T.S. Thompson, has been the subject of multiple investor complaints, according to his FINRA BrokerCheck report. Thompson, who was previously a registered broker with Truist Investment Services, Inc. in Savannah, GA, faced allegations from clients regarding unsuitable recommendations in managed accounts. Several of the complaints filed allege that Thompson engaged in high risk and unsuitable securities trading. Truist Investment Services, Inc. terminated Thompson in March 2024, citing that he either did not report, or did not timely report client complaints. 

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Terry Thompson. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

Speak to an Attorney about Your Losses with Terry Sloan Thompson

If you suffered losses with broker Terry Thompson, or have concerns regarding your investment portfolio at Truist Investment Services Inc, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.