National investment loss lawyers KlaymanToskes is investigating broker Siobhan Brady (CRD# 5151594) of UBS Financial Services.
According to FINRA BrokerCheck, Siobhan Brady of UBS Financial Services is facing a pending $1,000,000 customer complaint filed in November 2024, alleging that an account used to collateralize a line of credit was unsuitably allocated in equities. Further, the complaint alleges the implementation of an investment strategy that was not in the customer’s best interest.
Investors that suffered losses with broker Siobhan Brady are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Siobhan Brady’s BrokerCheck report discloses a pending complaint filed in November 2024 alleging investor damages of $1 million, due to the use of an account to collateralize a line of credit that was unsuitably allocated in equities. The customers further alleges Brady failed to act in their best interest. Brady, based in Purchase, NY, has been registered with UBS Financial Services since 2021. Prior to this, she was registered with Merrill Lynch in White Plains, New York in 2008.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Siobhan Brady, or have concerns regarding your investment portfolio at UBS Financial Services, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.