If you have investment losses due the actions of Broker Seth Gansman, contact the investment loss attorneys at KlaymanToskes today at +1 (888) 997-9956 or request a free case evaluation to determine if you are eligible for recovery.
National investment loss lawyers KlaymanToskes is investigating broker Seth Gansman of Ameriprise Financial Services (CRD #6003662).
According to FINRA BrokerCheck, broker Seth Gansman of Ameriprise Financial Services is currently facing an investor complaint filed in July 2024 alleging mismanagement of retirement funds and improper recommendations of a margin loan and a line of credit, with alleged damages of $500,000.
Investors that suffered losses with broker Seth Gansman are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Seth Gansman, a financial advisor registered with Ameriprise Financial Services in Blue Bell, Pennsylvania, is facing an investor complaint. According to his FINRA BrokerCheck report, the complaint alleges that Gansman did not manage the customer’s retirement funds properly and unsuitably recommended a margin loan and a line of credit. The investor is reportedly seeking $500,000 in damages. Gansman has been with Ameriprise Financial Services since 2018. Before that, he worked with Morgan Stanley from 2012 to 2018.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Seth Gansman. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Seth Gansman, or have concerns regarding your investment portfolio at Ameriprise Financial Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.