National investment loss lawyers KlaymanToskes is investigating broker Sergio Rovner (CRD# 2884441) of Aegis Capital Corp.
According to FINRA BrokerCheck, broker Sergio Rovner of Aegis Capital is currently involved in a customer complaint alleging $4,095,000 in damages. The complaint further alleges unsuitable recommendations to invest in private placement investments.
Investors that suffered losses with broker Sergio Rovner are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Sergio Rovner of Aegis Capital Corp. is currently involved in a customer dispute, according to Financial Industry Regulatory Authority (“FINRA”) records. The customer complaint alleges $4,095,000 in damages. The customer alleges unsuitable recommendations to invest in private placement investments. Rovner has been registered with Aegis Capital since July 2014 in New York, NY.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Sergio Rovner, or have concerns regarding your investment portfolio at Aegis Capital Corp., or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.