National investment loss lawyers KlaymanToskes is investigating broker Scott Miller of Ameriprise Financial Services (CRD #4782370).
According to FINRA BrokerCheck, Scott Miller, a broker with Ameriprise Financial Services, has been hit with an investor dispute alleging he misrepresented a variable annuity as having a 7% rate of return. The investor alleged $174,787.52 in damages.
Although the complaint was denied by the firm, investors should be aware that the denial of a customer complaint by a brokerage firm does not mean that the complaint does not have merit. Investors may still pursue a FINRA arbitration claim to recover their investment losses by contacting KlaymanToskes.
Investors that suffered losses with broker Scott Miller are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Scott Miller, a broker with Ameriprise Financial Services, has been hit with a complaint from an investor on July 16, 2024. The investor alleged that Miller stated that a March 2022 variable annuity purchase would provide a 7% rate of return. The customer also alleged $174,787.52 in damages. Over his 19-year career, Miller has worked with Ameriprise Financial Services (CRD# 6363) and IDS Life Insurance Company (CRD# 6321).
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Scott Miller. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Scott Miller, or have concerns regarding your investment portfolio at Ameriprise Financial Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.