National investment loss lawyers KlaymanToskes is investigating broker Sandeep Shrivastava (CRD# 5003823)of TPEG Securities.
According to FINRA BrokerCheck, broker Sandeep Shrivastava, of TPEG Securities, is currently involved in several customer complaints alleging over $2,000,000 in collective investor damages.
Investors that suffered losses with broker Sandeep Shrivastava are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Sandeep Shrivastava of TPEG Securities is currently involved in several customer disputes. A complaint filed in February 2025 alleges $620,699 in investment damages and that investments were not balanced and secure, which resulted in both realized and unrealized losses. The broker’s comment listed on the disclosure states “I deny allegations. Client had been investing with Trinity in Mezzanine Debt and Preferred Equity for several years and was satisfied with their portfolio and investment returns. Subsequently, the market cycle shifted in 2022 and the Client has, since, realized several losses in their portfolio. Each investment had been presented with an Executive Summary, Private Placement Memorandum and Webinar. The Client reviewed the same, discussed pros and cons, and then decided to invest in a broad portfolio of Trinity real estate and operating company deals. That included a mix of Mezzanine Debt and Preferred Equity. Client also indicated that liquidity was not an issue with them, and they had access to other sources of liquid cash.”
A second complaint filed in September 2025 alleges $200,000 in damages and that the customer was misled and misinformed by Sandeep Shrivastava during the period May 2019 to August 2019 regarding the investment which were offered by TPEG Securities, LLC. The customer further alleges he was never made aware of the risks involved in private placements. The broker’s comment listed for the disclosure states “I deny all allegations. Client was fully informed about the investment through an Executive Summary, Private Placement Memorandum and Webinar. Further, Client requested a call to discuss the investment opportunity with me and Trinity’s investment team leadership. Client subsequently made the decision to participate in this investment through an LLC with five partners. All associated investment risks were disclosed in the Private Placement Memorandum. Subsequently, the client received quarterly updates on the investment from Trinity.”
A third customer complaint alleges $1,250,000 in damages and that the customer was drawn into several investments through statements by his registered representative that were materially false and misleading. The broker’s comment listed on the disclosure states “ I deny all allegations. I have reviewed the documentation related to client’s portfolio and find that he was fully informed on the investment decisions he made and he has represented in several documents that he was properly informed of the necessary disclosures related to the investments. Furthermore, these allegations are a continuation of the client’s complaint filed on February 13, 2025.”
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Sandeep Shrivastava, or have concerns regarding your investment portfolio at TPEG Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.