National investment loss lawyers KlaymanToskes is investigating broker Roy Grassey Jr. (CRD# 1249689) of UBS Financial Services Inc.
According to FINRA BrokerCheck, broker Roy Grassey Jr. a/k/a Richard Roy Grassey Jr., of UBS Financial Services Inc. is currently facing a pending customer complaint alleging $3,500,000 in damages and that UBS failed to do adequate due diligence on funds which were unsuitable for the investor. The complaint further alleges that as a result, all relevant risks were not disclosed to investors.
Investors that suffered losses with broker Roy Grassey Jr. are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
UBS financial advisor Roy Grassey Jr. is currently involved in a customer complaint alleging unsuitable recommendations to invest in alternative investments. The customer is seeking $3,500,000 in damages and further alleges that UBS failed to do adequate due diligence on funds which were unsuitable for the investor, and that as a result, all relevant risks were not disclosed to investors. According to FINRA BrokerCheck, broker Roy Grassey Jr. is currently registered as a broker with UBS Financial Services in New York, NY.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Roy Grassey Jr., or have concerns regarding your investment portfolio at UBS Financial Services Inc., or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.