National investment loss lawyers KlaymanToskes is investigating broker Ron Bucher (CRD# 1804910) of Pinnacle Investments and San Blas Securities, who has been permanently barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”), following his failure to produce information and documents as requested by FINRA in connection with the regulator’s investigation concerning his termination from Pinnacle Investments.
According to FINRA BrokerCheck, broker Ron Bucher was previously registered with Pinnacle Investments from November 2019 to July 2023 in Fort Myers, FL. Bucher was also previously registered with San Blas Securities in August 2023, in Atlanta, GA, and with Oppenheimer & Co. from 2018 to 2019 in Fort Myers, FL.
On July 13, 2023, Pinnacle Investments filed a Uniform Termination Notice for Securities Industry Registration (Form U5) stating that the firm had discharged Bucher “due to violations of the [f]irm’s policy on use of text messaging, creating incomplete books and records as a result of unapproved method of client communication and providing false information on a FINRA 8210 request related to the use of text messaging.”
In connection with the investigation into the allegations in Pinnacle’s Form U5, FINRA reportedly sent a request to Bucher on October 4, 2023, for the production of information and documents pursuant to FINRA Rule 8210. Although Bucher produced some information in response to that request, he failed to produce other information, including the requested customer communications.
Investors that suffered losses with broker Ron Bucher are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Ron Bucher:
If you suffered losses with broker Ron Bucher, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Ron Bucher. These signs could potentially indicate broker misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Pinnacle Investments and San Blas Securities are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate the specific circumstances of your case is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Ron Bucher or have concerns regarding your investment portfolio at Pinnacle Investments, San Blas Securities, and/or any other investment firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss recovery options.