National investment loss lawyers KlaymanToskes is investigating broker Roger Roemmich of Alexander Capital LP, and formerly of Roger’s Retirement Readiness Alliance, Retirement Cashflow Group, and Dempsey Lord Smith.
According to FINRA BrokerCheck, Roger Roemmich is currently facing several customer complaints alleging $1,273,300 in collective investor damages. The complaints relate to unsuitable recommendations to invest in high-risk investments, including alternative investments and private placements.
Investors that suffered losses with broker Roger Roemmich are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, Alexander Capital broker Roger Roemmich is the subject of a customer complaint seeking $1.2 million in investor damages. In addition, Roemmich is reportedly involved in a second customer complaint seeking $73,300 in alleged damages. The complaints allege unsuitable investment recommendations, failure to conduct reasonable due diligence, and materially misleading statements. One of the complaints relates to private placement and alternative investments while the second complaint relates to DPP & LP Interests.
Roemmich is currently registered as a broker with Alexander Capital in Atlanta, GA. Roemmich was previously affiliated with Retirement Cashflow Group from 2019 to 2023, with Dempsey Lord Smith from 2017 to 2020, and with Roger’s Retirement Readiness Alliance from 2016 to 2018 in Alpharetta, GA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Roger Roemmich or have concerns regarding your investment portfolio at Alexander Capital LP, Roger’s Retirement Readiness Alliance, Retirement Cashflow Group, Dempsey Lord Smith, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.