National investment loss lawyers KlaymanToskes is investigating broker Reed Smith of Merrill Lynch (CRD #2708938).
According to FINRA BrokerCheck, broker Reed Smith of Merrill Lynch is currently facing a customer complaint which alleges misappropriation from September 2007 through March 2021.
Investors that suffered losses with broker Reed Smith are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Reed Smith, a broker working with Merrill Lynch, is facing allegations of misappropriation by a former customer. According to his BrokerCheck record, the investor alleges Smith misappropriated funds from September 2007 through March 2021. Reed Smith is currently registered as a broker with Merrill Lynch in Houston, TX. He is also a registered investment adviser in Texas.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Reed Smith. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Reed Smith, or have concerns regarding your investment portfolio at Merrill Lynch, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.