National investment loss lawyers KlaymanToskes is investigating broker Raymond Chow (CRD# 2860124) of Wedbush Securities.
According to FINRA BrokerCheck, broker Raymond Chow of Wedbush Securities is facing a pending customer complaint alleging $489,825 in investor damages due to a hedging technique employed by the manager initiated in November, 2023 and again in March, 2024.
Investors that suffered losses with broker Raymond Chow are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Raymond Chow, of Wedbush Securities, is currently involved in a pending customer complaint alleging $489,825 in investor damages. The complaint alleges that “Per a signed agreement, Client’s account has been managed by a 3rd Party Money Manager since 2017. Client’s specific complaint is @ hedging technique employed by manager initiated in November, 2023 and again in March, 2024. Final hedge position closed in November 2024.” Chow is currently registered as a broker with Wedbush Securities in Elk Grove, CA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Raymond Chow, or have concerns regarding your investment portfolio at Wedbush Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.