National investment loss lawyers KlaymanToskes is investigating broker Randy Liggitt a/k/a Randolph Kent Liggitt (CRD #2204249) of Truist Investment Services and Janney Montgomery Scott.
According to FINRA BrokerCheck, broker Randy Liggitt was terminated by Truist Investment Services in June 2024 following an internal investigation into trading activity in two ETFs. Liggitt is currently registered with Janney Montgomery Scott in Columbia, SC.
Investors that suffered losses with broker Randy Liggitt are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Randy Liggitt, a financial advisor from Columbia, South Carolina, was recently let go by his former firm, Truist Investment Services. According to the Financial Industry Regulatory Authority (FINRA), Liggitt now works as a broker and an investment advisor with Janney Montgomery Scott. His record shows that he was terminated from Truist Investment Services in June 2024 due to an investigation related to trading activity in two exchange-traded funds (ETFs).
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Randy Liggitt. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Randy Liggitt, or have concerns regarding your investment portfolio at Truist Investment Services and/or Janney Montgomery Scott, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.