LOST MONEY IN GWG L BONDS? CLICK HERE TO LEARN MORE

Broker Misconduct Investigation: Philip Simonides (Purshe Kaplan Sterling Investments)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

Need Legal Help? Contact Us. Call +1 (888) 997-9956
Updated on: June 18, 2025

National investment loss lawyers KlaymanToskes is investigating broker Philip Simonides (CRD# 1847411) formerly of Purshe Kaplan Sterling Investments.

According to FINRA BrokerCheck, broker Philip Simonides is currently facing an investor complaint alleging $157,747 in damages due to recommendations to invest unsuitable NP Skyloft DST investments. 

Investors that suffered losses with broker Philip Simonides are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Financial Advisor Philip Simonides Faces Skyloft DST Investor Complaint

Financial advisor Philip Simonides, formerly of Purshe Kaplan Sterling Investments is currently involved in a customer dispute seeking $157,747 in investor damages. The customer alleges that recommendations to invest in NP Skyloft DST investments were unsuitable. Simonides was previously registered as a broker and investment advisor with Purshe Kaplan Sterling Investments from October 2014 to January 2025 in Vienna, VA. Simonides is currently registered with Madison Avenue Securities in Vienna, VA.

Investment Losses with Broker Philip Simonides? 

Investment Losses with Broker Philip Simonides? 

Contact KlaymanToskes

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Philip Simonides. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Philip Simonides, or have concerns regarding your investment portfolio at Purshe Kaplan Sterling Investments and/or Madison Avenue Securities, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.