National investment loss lawyers KlaymanToskes is investigating broker Paul Getty (CRD# 6470002) of Emerson Equity, and formerly of LightPath Capital.
According to FINRA BrokerCheck, broker Paul Getty is involved in several customer complaints alleging over $500,000 in collective investor damages. The complaints reportedly relate to recommendations to invest in real estate securities, and include allegations of breach of fiduciary duties; breach of contract; negligence; and other securities violations.
Investors that suffered losses with broker Paul Getty are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Paul Getty of Emerson Equity is currently facing several pending customer complaints alleging $500,000 in collective investor damages. The complaints allege breach of fiduciary duty, negligence and negligent misrepresentation, and breach of contract. In addition, one of the complaints alleges violation of Regulation Best Interest “Reg BI”. Additionally, the complaints allegedly relate to real estate investments. Prior to his employment with Emerson Equity, Getty was previously registered as a broker with LightPath Capital, from October 2017 to September 2024 in San Jose, CA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Paul Getty, or have concerns regarding your investment portfolio at Emerson Equity, LightPath Capital, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.