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Broker Misconduct Investigation: Nicholas Hasselkus (Morgan Stanley)

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Updated on: August 26, 2024

National investment loss lawyers KlaymanToskes is investigating broker Nicholas Hasselkus of Morgan Stanley (CRD# 3257152).

According to FINRA BrokerCheck, Nicholas Robert Hasselkus, a broker registered with Morgan Stanley in Scottsdale, Arizona, was the subject of a customer complaint settled for $14,624.43 in damages, based on allegations that he did not follow the customer’s instructions regarding the transfer of their investment account.

Investors that suffered losses with broker Nicholas Hasselkus are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Nicholas Hasselkus?

Investment Losses with Broker Nicholas Hasselkus?

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Morgan Stanley Broker Settles Complaint with Investor

Nicholas Robert Hasselkus, a Scottsdale, Arizona-based stockbroker affiliated with Morgan Stanley, has been the subject of a customer dispute resolved on January 27, 2023. The dispute resulted in a settlement in favor of the investor, of $14,624.43 in damages. The customer’s allegations centered around Hasselkus’s alleged failure to adhere to instructions concerning the transfer of their investment account.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Nicholas Hasselkus. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Nicholas Hasselkus, or have concerns regarding your investment portfolio at Morgan Stanley, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.