National investment loss lawyers KlaymanToskes is investigating broker Michelle Anthony of Centaurus Financial (CRD# 4512228).
According to FINRA BrokerCheck, Michelle Anthony, a broker registered with Centaurus Financial, is currently facing an investor dispute as of June 25, 2024, for allegedly recommending and misrepresenting unsuitable, high-risk illiquid investments and breaching her fiduciary duty. The customer alleges $100,000 in damages.
Investors that suffered losses with broker Michelle Anthony are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Michelle Anthony, a broker working with Centaurus Financial in Tucson, AZ, is facing a complaint from an investor. According to FINRA BrokerCheck, the complaint, filed on June 25, 2024, claims that Anthony recommended and misrepresented investments that were high-risk, illiquid, and unsuitable. The investor is seeking $100,000 in damages.
Anthony has two other settled complaints from investors on her record. These complaints also claimed that she recommended investments that were illiquid and unsuitable. The complaints were settled in favor of the investors for a collective total of $107,209.66. Anthony’s work history includes positions at Centaurus Financial, Wells Fargo Advisors, Wells Fargo Investments, Chase Investment Services, and Morgan Stanley DW.
According to FINRA Rule 2111, suitable investments are those that match an investor’s profile. This includes factors like age, risk tolerance, tax status, investing experience, and financial goals. Brokers must consider how long the investor plans to hold the investment and their need for cash when making recommendations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Michelle Anthony. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Michelle Anthony, or have concerns regarding your investment portfolio at Centaurus Financial, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.