National investment loss lawyers KlaymanToskes is investigating broker Michael Roberts (CRD# 4700058) of The Strategic Financial Alliance Inc., and formerly of Triad Advisors and Coastal Equities.
According to FINRA BrokerCheck, broker Michael Roberts a/k/a Michael David Roberts of The Strategic Financial Alliance is involved in a customer complaint alleging $2,235,000 in damages. The customers further allege that recommendations of certain direct participation investments were not in keeping with the client’s needs and objectives and were not fully disclosed to the customer.
Investors that suffered losses with broker Michael Roberts are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Michael Roberts is currently involved in a customer complaint alleging $2,235,000 in damages. The complaint allegedly relates to real estate and securities and DPP&LP Interests. The customers allege that they were unsuitably recommended to invest in investments that were not in keeping with the client’s needs and objectives and were not fully disclosed to the customer.
According to FINRA BrokerCheck, Roberts is currently registered with The Strategic Financial Alliance in Gilbert, AZ. Roberts was previously registered with Triad Advisors from July 2017 to April 2023, and with Coastal Equities from April 2015 to July 2017.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Michael Roberts, or have concerns regarding your investment portfolio at The Strategic Financial Alliance, Inc., Triad Advisors, Coastal Equities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.