National investment loss lawyers KlaymanToskes is investigating broker Michael Lawrence of Merrill Lynch (CRD #4225910).
According to FINRA BrokerCheck, broker Michael Lawrence of Merrill Lynch is currently facing an investor dispute alleging that he failed to act in the investor’s best interest and failed to supervise, with the investor seeking $350,000.
Investors that suffered losses with broker Michael Lawrence are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Michael Lawrence, a broker working with Merrill Lynch in Wayzata, MN, is currently facing a complaint from an investor. According to his BrokerCheck record, the customer complaint alleges that Lawrence did not act in the investor’s best interest and failed to supervise. The investor is seeking $350,000 in damages.
A previous customer complaint involving Lawrence also alleged that he failed to properly supervise. The investor alleged $166,000 in damages , but the complaint was denied. Although the complaint was denied by the firm, investors should be aware that the denial of a customer complaint by a brokerage firm does not mean that the complaint does not have merit. Investors may still pursue a FINRA arbitration claim to recover their investment losses by contacting KlaymanToskes.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Michael Lawrence. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Michael Lawrence, or have concerns regarding your investment portfolio at Merrill Lynch, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.