National investment loss lawyers KlaymanToskes is investigating broker Martin Lerner (CRD# 871038) of David Lerner Associates, who is being investigated by the Financial Industry Regulatory Authority (“FINRA”) for failing to reasonably supervise sales of Energy 11, L.P., and Energy 12, L.P., in addition to recommending investments in Energy 11, L.P., and Energy 12, L.P. to customers without a reasonable basis to believe the investments were suitable for those customers based on their investor profiles.
According to FINRA BrokerCheck, broker Martin Lerner is currently registered with David Lerner Associates in Boca Raton, FL. FINRA recently made a preliminary determination to recommend that disciplinary action be brought against Martin Lerner, alleging violation of the following securities industry rules:
Investors that suffered losses with broker Martin Lerner are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Martin Lerner:
If you suffered losses with broker Martin Lerner, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Martin Lerner. These signs could potentially indicate broker misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as David Lerner Associates are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate the specific circumstances of your case is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Martin Lerner or have concerns regarding your investment portfolio at David Lerner Associates, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss recovery options.