National investment loss lawyers KlaymanToskes is investigating broker Mark Upchurch of Centaurus Financial Inc.
According to FINRA BrokerCheck, Mark Upchurch, a broker registered with Centaurus Financial Inc., is facing a customer complaint alleging breach of fiduciary duty and unsuitable investment recommendations involving illiquid and speculative investments, with the customer seeking $100,000 in damages.
Investors that suffered losses with broker Mark Upchurch are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Mark Allen Upchurch, a Houston-based stockbroker formerly associated with Centaurus Financial Inc., is facing a customer dispute. A customer complaint filed with FINRA on November 16, 2023, alleges $100,000 in investor damages due to the recommendation of an unsuitable, high-risk, speculative, illiquid investment, and breach of fiduciary duty. According to FINRAnBrokerCheck, Upchurch has been implicated in eight other customer disputes. All eight additional complaints were settled in favor of the investors. Several of the complaints allegedly related to unsuitable, speculative and illiquid investments. Upchurch was associated with Centaurus Financial Inc. from March 1, 2012, to September 21, 2020.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Mark Upchurch. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Mark Upchurch, or have concerns regarding your investment portfolio at Centaurus Financial Inc., contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.