National investment loss lawyers KlaymanToskes is investigating broker Stephanie Lisa Hayes a/k/a Lisa Hayes (CRD #1224647) of Commonwealth Financial Network and Perigon Wealth Management.
According to FINRA BrokerCheck, Stephanie Lisa Hayes a/k/a Lisa Hayes, a former registered representative of Commonwealth Financial Network in South Nyack, NY, is facing a customer complaint alleging $2,009,700 in damages and that she recommended unsuitable and risky securities in unsuitable concentrations. Hayes is currently registered as an investment advisor with Perigon Wealth Management.
Investors that suffered losses with broker Lisa Hayes are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
A customer complaint has been filed involving financial advisor Lisa Hayes, formerly of Commonwealth Financial Network. Hayes is currently an investment advisor with Perigon Wealth Management. The customer complaint alleges $2,009,700 in investor damages due to unsuitable recommendations to invest in high-risk securities. The complaint further alleges unsuitable overconcentration.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Lisa Hayes, or have concerns regarding your investment portfolio at Commonwealth Financial Network, Perigon Wealth Management, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.