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Broker Misconduct Investigation: Lillian Henderson (Edward Jones/Merrill Lynch/LBH Wealth Advisors)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

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Updated on: June 21, 2024

National investment loss lawyers KlaymanToskes is investigating broker Lillian Henderson (CRD# 5847473) of Edward Jones, Merrill Lynch, and LBH Wealth Advisors after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”), alleging $600,000 in investor damages due to unsuitable recommendations and misrepresentation related to investments in the customer’s Edward Jones retirement account.

According to FINRA BrokerCheck, broker Lillian Henderson was previously registered with Edward Jones from 2014 to 2020 and with Merrill Lynch from 2020 to February 2023 in Huntsville, AL. Henderson is currently doing business as LBH Wealth Advisors in Meridianville, AL. 

Investors that suffered losses with broker Lillian Henderson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Lillian Henderson?

Investment Losses with Broker Lillian Henderson?

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Current Investigations About Broker Lillian Henderson That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations. 

The article linked below contain important information relating to KlaymanToskes’ investigations of broker Lillian Henderson:

If you suffered losses with broker Lillian Henderson, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

*Exclusive of attorneys fees and costs.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Lillian Henderson. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

According to FINRA and the SEC, investment firms such as Edward Jones, Merrill Lynch, and LBH Wealth Advisors are responsible for the supervision of all of the activities of their registered brokers/investment advisors. Investors may be entitled to a financial recovery if their firm failed to supervise the representative managing their account, and/or if their financial advisor made unsuitable investment recommendations.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Lillian Henderson, or have concerns regarding your investment portfolio at Edward Jones, Merrill Lynch, and/or LBH Wealth Advisors, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.