National investment loss lawyers KlaymanToskes is investigating broker Kevin Dauphinee (CRD #5847437) of CreativeOne Wealth, and formerly of Portsmouth Financial Services.
According to his SEC AdviserInfo record, Kevin Dauphinee of CreativeOne Wealth is currently facing an investor complaint alleging that he recommended an unsuitable investment strategy involving fixed and variable annuity products while at Portsmouth Financial Services, with alleged damages between $100,000 and $500,000.
Investors that suffered losses with broker Kevin Dauphinee are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Kevin Dauphinee, a financial advisor from Las Vegas, is facing customer allegations of unsuitable investment advice. The complaint, filed in July 2024, alleges that Dauphinee recommended an investment strategy involving fixed and variable annuity products while he was with Portsmouth Financial Services, which was not in the customer’s best interest. The customer alleges between $100,000 and $500,000 in damages.
According to records from the Securities and Exchange Commission, Dauphinee previously worked with Portsmouth Financial Services, and is now registered as an investment advisor with CreativeOne Wealth. Dauphinee also reportedly works for Gold Standard Wealth Management. Dauphinee has also reportedly worked with several other firms, including AlphaStar Capital Management, Eagle Strategies, and NYLife Securities.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Kevin Dauphinee. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Kevin Dauphinee, or have concerns regarding your investment portfolio at CreativeOne Wealth and/or Portsmouth Financial Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.