National investment loss lawyers KlaymanToskes is investigating broker Kenneth Maring (CRD# 1500005), formerly of Morgan Stanley and Wells Fargo Clearing Services.
According to FINRA BrokerCheck, broker Kenneth Maring, formerly of Morgan Stanley and Wells Fargo Clearing Services, is currently facing a pending customer complaint alleging over $400,000 in damages, due to unsuitable investment recommendations with regard to the customers’ long-term objectives and risk tolerance.
Investors that suffered losses with broker Kenneth Maring are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Kenneth Maring, formerly of Morgan Stanley and Wells Fargo Clearing Services, is currently facing a customer complaint. According to his FINRA BrokerCheck report, the complaint was made in June 2024 and alleges unsuitable investment recommendations related to the customer’s investment objectives and risk-tolerance. The customers allege damages in excess of $400,000.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Kenneth Maring, or have concerns regarding your investment portfolio at Morgan Stanley, Wells Fargo, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.