National investment loss lawyers KlaymanToskes is investigating broker Kay Johnson (CRD #1583193) of Onesource Fi, and formerly of National Securities Corporation.
According to FINRA BrokerCheck, Kay Johnson of Onesource Fi, and formerly of National Securities Corporation is currently facing two pending customer complaints filed in 2024 seeking collective damages of over $4.7 million for alleged failure to supervise regarding common and preferred stock transactions during her time at National Securities Corporation.
Investors that suffered losses with broker Kay Johnson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, Kay Johnson has been registered with Onesource Fi LLC and Allied Millennial Partners, LLC in New York since 2021. Prior to these positions, Johnson was registered with National Securities Corporation in Seattle, Washington, from 2002 to 2019.
Two customer complaints were filed against Johnson in 2024. One of the pending customer complaints filed involves common and preferred stocks transactions that occurred during Johnson’s registration with National Securities Corporation. The complaint cites failure to supervise, with the customer seeking $2,610,000 in damages. A separate complaint has been filed, also concerning common and preferred stocks transactions from Johnson’s time at National Securities Corporation. This complaint cites failure to supervise, with the customer seeking $2,100,000 in damages.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Kay Johnson, or have concerns regarding your investment portfolio at National Securities Corporation, Onesource Fi LLC, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.