National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Perryman (CRD# 2019969) of NYLIFE Securities.
According to FINRA BrokerCheck, Jeffrey Perryman has been barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”) in connection with FINRA’s investigation into his potential undisclosed OBAs (“Outside Business Activities”), including charging fees to a customer for services that he failed to disclose to his member firm.
Investors that suffered losses with broker Jeffrey Perryman are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Jeffrey Perryman has been barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”) following allegations that he failed to produce information and documents requested by FINRA during its investigation into his potential undisclosed OBAs, including charging fees to a customer for services that he failed to disclose to his member firm. On May 9, 2024, NYLIFE Securities filed a Uniform Termination Notice of Securities Industry Registration (Form U5) disclosing that Perryman was permitted to resign after the firm found that he exceeded the scope of his approved activities as an investment advisor representative.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Jeffrey Perryman, or have concerns regarding your investment portfolio at NYLIFE Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.