National investment loss lawyers KlaymanToskes is investigating broker Jay Spieler (CRD# 1072642) of Oppenheimer & Co.
According to FINRA BrokerCheck, broker Jay Spieler is currently involved in a customer complaint alleging $300,000 in investor damages due an ill-timed liquidation of an investment and claims for breach of fiduciary duty, fraud and negligence.
Investors that suffered losses with broker Jay Spieler are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Jay Spieler of Oppenheimer & Co. is currently facing a customer complaint alleging $300,000 in investor damages. The customer further alleges an ill-timed liquidation of an investment and claims for breach of fiduciary duty, fraud and negligence. The broker’s comment on the disclosure states: “I at all times conducted myself in an appropriate and professional manner. I deny all allegations of wrongdoing, and intend to vigorously defend myself against the false, unwarranted and unsubstantiated allegations.” According to FINRA BrokerCheck, Spieler is currently registered with Oppenheimer & Co. in Coral Gables, FL.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Jay Spieler, or have concerns regarding your investment portfolio at Oppenheimer & Co., or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.