National investment loss lawyers KlaymanToskes is investigating broker James Alperin of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD #2467392).
According to FINRA BrokerCheck, James Alperin of Wells Fargo Clearing Services and Wells Fargo Advisors is facing a pending customer complaint alleging $5,000,000 in estimated damages, in connection with unauthorized trades involving equity investments.
Investors that suffered losses with broker James Alperin are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial Advisor James Alperin is registered as a broker and investment advisor with Wells Fargo Clearing Services and Wells Fargo Advisors in Westport, CT. According to FINRA BrokerCheck, Alperin is facing a pending customer complaint which alleges $5,000,000 in investment losses due to unauthorized trades. The complaint allegedly relates to equity investments. Alperin was previously registered with several firms including Morgan Stanley, Northland Securities, C & Company/Pineridge Group, Rodman & Renshaw, Caris & Company, Kaufman Bros, and Soundview Financial Group. He maintains 20 state licenses.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker James Alperin, or have concerns regarding your investment portfolio at Wells Fargo, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.