National investment loss lawyers KlaymanToskes is investigating broker Jack Bailey a/k/a John James Bailey III (CRD# 5708044) of Bailey & Co. Securities.
According to FINRA BrokerCheck, broker Jack Bailey of Bailey & Co. Securities is currently being investigated by the Financial Industry Regulatory Authority (“FINRA”) for alleged violations of FINRA Rules 3280 and 2010 for failing to disclose private securities transactions (Wells Notice examination #20210704282).
Investors that suffered losses with broker Jack Bailey are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Jack Bailey of Bailey & Co. Securities is currently facing an investigation by the Financial Industry Regulatory Authority (“FINRA”) (Wells Notice examination #20210704282). FINRA made a preliminary determination to recommend that disciplinary action be brought against John James Bailey a/k/a Jack Bailey alleging violation of FINRA Rules 3280 and 2010 for failing to disclose private securities transactions. According to FINRA BrokerCheck, broker Jack Bailey is employed with Bailey & Co. Securities in Brentwood, TN.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Jack Bailey, or have concerns regarding your investment portfolio at Bailey & Co. Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.