National investment loss lawyers KlaymanToskes is investigating broker Ian Greenblatt (CRD# 2276966) of Capitol Securities Management.
According to FINRA BrokerCheck, broker Ian Greenblatt is currently involved in a customer complaint alleging $150,000 in damages. The complaint further alleges excessive and high-risk trades in the customer’s account.
Investors that suffered losses with broker Ian Greenblatt are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Ian Greenblatt of Capitol Securities Management is currently involved in a customer dispute, according to Financial Industry Regulatory Authority (“FINRA”) records. The customer complaint alleges $150,000 in damages due to excessive and high-risk trades. Greenblatt has been registered with Capitol Securities Management in Melville, NY, since 2012, and was previously registered with Westrock Advisors.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Ian Greenblatt, or have concerns regarding your investment portfolio at Capitol Securities Management, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.