National investment loss lawyers KlaymanToskes is investigating broker Harrison Chi Chang (CRD# 4183646) of Western International Securities and Innovation Partners, following the filing numerous customer complaints with the Financial Industry Regulatory Authority (“FINRA”). A pending complaint alleges $388,000 in damages due to unsuitable investment recommendations. A previously settled customer complaint alleged $550,000 in investor damages due to an investment recommendation that was unsuitable and misleading, and was settled in favor of the investor for $300,000.
According to FINRA BrokerCheck, broker Harrison Chi Chang a/k/a Chi Chang was previously registered with Western International Securities from December 2017 to July 2024 in Pasadena, CA. Chang is currently registered with Innovation Partners and IP Financial Advisory Services in Charlotte, NC and Laguna Hills, CA.
Investors that suffered losses with broker Harrison Chi Chang are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to the complaint against broker Harrison Chi Chang:
If you suffered losses with broker Harrison Chi Chang, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Harrison Chi Chang. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Western International Securities and Innovation Partners are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Harrison Chi Chang, or have concerns regarding your investment portfolio at Western International Securities and/or Innovation Partners, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.