National investment loss lawyers KlaymanToskes is investigating broker Harold Puhl of Cetera Advisor Networks (CRD #1045552).
According to FINRA BrokerCheck, broker Harold Puhl of Cetera Advisor Networks is facing two pending investor complaints alleging $900,000 in collective investor damages. One of the complaints alleges that Puhl recommended unsuitable real estate investments, while the other customer complaint alleges that the account was mishandled, resulting in losses.
Investors that suffered losses with broker Harold Puhl are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Harold Puhl, a financial advisor from Leander, Texas, is facing two complaints from investors who allege significant investor losses. According to the Financial Industry Regulatory Authority (FINRA), Puhl is currently working as a broker with Cetera Advisor Networks and as an advisor with Cetera Investment Advisers. Puhl’s BrokerCheck report shows that he has been hit with several complaints from investors over the years. The latest complaint, filed in May 2024, claims that Puhl recommended unsuitable real estate investments while working for Cetera Advisor Networks, leading to losses of $100,000. Another complaint alleges Puhl mishandled the customer’s account when he was associated with Carr-Friesenhahn & Company.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Harold Puhl. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Harold Puhl, or have concerns regarding your investment portfolio at Cetera Advisor Networks, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.