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Broker Misconduct Investigation: Gregory Corrie (Cambridge Investment Research)

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Updated on: August 22, 2024

National investment loss lawyers KlaymanToskes is investigating barred broker Gregory Corrie of Cambridge Investment Research (CRD #1982814).

According to FINRA BrokerCheck, broker Gregory Alan Corrie was terminated by Cambridge Investment Research, Inc., and subsequently barred by FINRA due to allegations of excessive use of UIT products.

Investors that suffered losses with broker Gregory Corrie are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Gregory Corrie?

Investment Losses with Broker Gregory Corrie?

Contact KlaymanToskes

Broker Gregory Alan Corrie Barred By FINRA

Gregory Corrie, who used to work as a financial advisor in Boise, Idaho, has been terminated by Cambridge Investment Research, Inc. following allegations that Corrie engaged in excessive use of Unit Investment Trust (UIT) investment products.  Following these allegations, the Financial Industry Regulatory Authority (FINRA) launched an investigation, whereby Corrie declined to produce information and documents requested by FINRA in connection with its investigation, and was permanently barred from working in the securities industry. 

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Gregory Corrie. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Gregory Corrie, or have concerns regarding your investment portfolio at Cambridge Investment Research, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.